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Compliance Testing Officer in Greenwich
Responsibilities
- Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements
- The testing will focus on key regulatory requirements, controls and processes related to securit ...Read more
Compliance Officer in Greenwich
Job Responsibilities
- Oversee and manage the firm’s compliance program. Work with the CEO, and other C-Suiter colleagues to implement best practices.
- Perform risk assessments, monitoring and surveillance activities, and engage in project manageme ...Read more
Studio Compliance Officer in Stratford
America's 1st online casino is hiring talent! At Evolution, our talent is live, the players are virtual. Join the evolution: www.evolution.com/careers/usa
Evo is a developer and supplier of virtual casino games, since 2006. We evolve the gaming indu ...Read more
Interactive Brokers | Compliance Officer – Electronic Trading in Greenwich
Interactive Brokers | Compliance Officer – Electronic Trading
- Job description: Work with firm management and programming staff to ensure the firm complies with Market Access and Orderly Trading Rules, Exchange and NMS Trading Rules, Best Execution, Reg ATS, Vendor Display R ...Read more
Compliance Officer W/M in Prospect
YOUR JOB AND YOUR LIFE AT HENNER
Your position is based in Villeneuve d'Ascq. As part of our operations department, we are recruiting a business management manager to meet our growth challenges.
Reporting to the site manager, you will have a cross-fu ...Read more
Compliance Officer in West Hartford
Job Description
Job Description
THE AMERICAN SCHOOL FOR THE DEAF
ANNOUNCES AN OPENING FOR
COMPLIANCE OFFICER
CLOSING DATE: Until filled
REV ...Read more
Compliance Testing Officer in Greenwich
Deputy Federal Compliance Officer in Bloomfield
The Deputy Federal Compliance Officer serves as a key resource to assist the Chief Compliance Officer for Federal Programs (the Federal Compliance Officer or FCO) with activities related to The Cigna Group’s Corporate Integrity Agreement (CIA) with the U.S. Department of Health and Human Servic ...Read more
Compliance Testing Officer in Greenwich
Deputy Federal Compliance Officer in Bloomfield
The Deputy Federal Compliance Officer serves as a key resource to assist the Chief Compliance Officer for Federal Programs (the Federal Compliance Officer or FCO) with activities related to The Cigna Group’s Corporate Integrity Agreement (CIA) with the U.S. Department of Health and Human Servic ...Read more