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Compliance Officer in Greenwich
Job Responsibilities
- Oversee and manage the firm’s compliance program. Work with the CEO, and other C-Suiter colleagues to implement best practices.
- Perform risk assessments, monitoring and surveillance activities, and engage in project manageme ...Read more
Studio Compliance Officer in Stratford
America's 1st online casino is hiring talent! At Evolution, our talent is live, the players are virtual. Join the evolution: www.evolution.com/careers/usa
Evo is a developer and supplier of virtual casino games, since 2006. We evolve the gaming indu ...Read more
Compliance Officer in Hartford
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Compliance Officer
Active - Regular full-time Main Campus - W. Hartford, W. Hartford, CT, US
7 days ago ...Read more
Compliance Officer W/M in Prospect
YOUR JOB AND YOUR LIFE AT HENNER
Your position is based in Villeneuve d'Ascq. As part of our operations department, we are recruiting a business management manager to meet our growth challenges.
Reporting to the site manager, you will have a cross-fu ...Read more
Compliance Officer - Mutual Funds in Stamford
At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward ...Read more
Fuel Compliance Officer - 12 Month Roster in Hartford
Duties
WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION DIVISION?
A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions
Vacancies will be filled in the following specialty areas:
SBSE - Small Business/Self Employed, SB/S ...Read more
Equity Sales & Trading Compliance Officer in Stamford
Description
General Responsibilities:
* Support and advise sales and trading personnel on applicable SEC and FIRNA rules and regulations applicable to equity market making, agency trading and options trading.
* Develop, implement, and maintain policies and procedures across equi ...Read more
Fuel Compliance Officer - 12 Month Roster in New Haven
Duties
WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION DIVISION?
A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions
Vacancies will be filled in the following specialty areas:
SBSE - Small Business/Self Employed, SB/S ...Read more
Fuel Compliance Officer - 12 Month Register in Danbury
Duties
WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION?
A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions
Vacancies will be filled in the following specialty areas:
SBSE - Small Business/Self Employed, SB/SE Deputy ...Read more
Compliance Testing Officer in Greenwich
Responsibilities
- Performing broker dealer compliance testing reviews aimed at assessing the organization's ability to comply with applicable regulatory requirements
- The testing will focus on key regulatory requirements, controls and processes related to securit ...Read more